UPDATE 2-U.S. SEC adopts rules to prevent broker conflicts, boost disclosure
The U.S. Securities and
Exchange Commission (SEC) on Wednesday voted to adopt a package
of rules requiring brokerage firms to disclose potential
conflicts in the fees investors pay and the commissions brokers
earn when giving financial advice.
Exchange Commission (SEC) on Wednesday voted to adopt a package
of rules requiring brokerage firms to disclose potential
conflicts in the fees investors pay and the commissions brokers
earn when giving financial advice.
Posted in: http://feeds.reuters.com/reuters/UKBankingFinancial
