UPDATE 1-Prudential subsidiaries to pay nearly $33 mln to settle disclosure charges -SEC
Two Prudential
subsidiaries have agreed to pay nearly $33 million to settle
charges they failed to disclose conflicts of interest and made
misleading disclosures regarding 94 insurance-dedicated mutual
funds they advised, the U.S. securities regulator said on
Monday.
subsidiaries have agreed to pay nearly $33 million to settle
charges they failed to disclose conflicts of interest and made
misleading disclosures regarding 94 insurance-dedicated mutual
funds they advised, the U.S. securities regulator said on
Monday.
Posted by Reuters
