Credit Suisse hit with $6.5 mln U.S. fine for supervisory lapses
The U.S. Financial Industry
Regulatory Authority (FINRA) and major exchanges have fined
Credit Suisse’s U.S.-based securities business $6.5
million for supervisory failings, FINRA said late on Monday.
Regulatory Authority (FINRA) and major exchanges have fined
Credit Suisse’s U.S.-based securities business $6.5
million for supervisory failings, FINRA said late on Monday.
Posted by Reuters
