UPDATE 2-SEC probes at least two trading firms over NYSE listings – source
The U.S. securities regulator has asked
at least two trading firms for information regarding a broad
investigation into initial public offerings and direct listings
going back five years on the New York Stock Exchange, a person
familiar with the matter told Reuters on Friday.
at least two trading firms for information regarding a broad
investigation into initial public offerings and direct listings
going back five years on the New York Stock Exchange, a person
familiar with the matter told Reuters on Friday.
Posted by Reuters
