UPDATE 2-CFTC enforcement fines, fees jump in 2019, even as activity, civil penalties fall
The U.S. Commodity Futures
Trading Commission collected nearly 40% more in penalties and
payments in fiscal 2019, even as civil penalties it assessed and
total enforcement actions fell, the regulator said on Monday.
Trading Commission collected nearly 40% more in penalties and
payments in fiscal 2019, even as civil penalties it assessed and
total enforcement actions fell, the regulator said on Monday.
Posted by Reuters
