Bank of Montreal to pay $38 million to settle with U.S. SEC
Two units of Bank of Montreal
agreed to pay about $38 million to settle U.S. Securities and
Exchange Commission charges they concealed conflicts of interest
in how financial advisers selected some investments for clients.
agreed to pay about $38 million to settle U.S. Securities and
Exchange Commission charges they concealed conflicts of interest
in how financial advisers selected some investments for clients.
Posted by Reuters
